 |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
18 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
|
|
Compliance (Sales and Marketing) - Broker Dealer
|
Not Disclosed
Salary: The salary on offer is at...
|
USA-MA-Boston North |
18 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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|
Administrative Assistant - DMS and Sub-Advisory
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Eaton Vance
Salary: not disclosed
|
USA-MA-Boston |
18 Aug |
| See job description below |
|
|
Administrative Assistant - DMS and Edgar
|
Eaton Vance
Salary: not disclosed
|
USA-MA-Boston |
18 Aug |
| See job description below |
|
|
Compliance Officer - Trading Surveillance
|
Michael Page
Salary: $65-$85k
|
USA-CT-Norwalk |
18 Aug |
| Approve or deny employee trades based on Black-out or Restricted Lists. |
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|
INVESTMENT COMPLIANCE ANALYST
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
18 Aug |
| Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”... |
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|
Director Corporate Governance
|
Not Disclosed
Salary: base $ 200 - $ 250 + bonu...
|
USA-NY-New York City |
18 Aug |
| Direct the Governance activities of major Financial Company. Analysis of Shareholder and investor community. Evaluate existin... |
|
|
Account Support Executive
|
Macquarie Holdings
Salary: Excellent compensation fo...
|
USA-NY-New York City |
18 Aug |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Manager of Compliance Control Room
|
Not Disclosed
Salary: $130,000 - $230,000
|
USA-NY-New York City |
18 Aug |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
|
|
Chief Analyst – Cayman Islands – Funds / Investments / Securities
|
CML Offshore Recruitment
Salary: 100k + Full Bens & Reloca...
|
Cayman Islands |
15 Aug |
| Unique, senior level opportunity is currently available with a leading player in the world of offshore financial services. |
|
|
Senior Compliance Officer - Investment Management
|
Legend Global Search, Inc...
Salary: Depends on Experience
|
USA-NY-New York City |
15 Aug |
| Compliance Officer - Asset Management Compliance |
|
|
Compliance Officer - Investment Guidelines and Restrictions
|
Legend Global Search, Inc...
Salary: $70K - $90K
|
USA-NY-New York City |
15 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
|
|
Vice President - Compliance for US Banking
|
Legend Global Search, Inc...
Salary: $165K + Bonus
|
USA-NY-New York City |
15 Aug |
| VP - Compliance - Banking - Global Financial Services Company |
|
|
Senior AML Officer - Seattle, Washington
|
Legend Global Search, Inc...
Salary: $150K - $180K
|
USA-WA-Seattle |
15 Aug |
| Senior AML Officer - Bank - Seattle, WA |
|
|
Mortgage Executive CCO/JD
|
Michael Page
Salary: 500,000 - 1,500,000
|
USA-NY-New York City |
15 Aug |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
|
|
Vice President (VP) Compliance
|
Not Disclosed
Salary: $110,000 - $150,000
|
USA-NY-New York City |
15 Aug |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
|
|
Assistant Branch Office Compliance Officer
|
Not Disclosed
Salary: $50,000-90,000
|
USA-NJ-Jersey City |
15 Aug |
| Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and internal company poli... |
|
|
Asset Management Compliance Officer
|
Not Disclosed
Salary: 150,000 - 250,000
|
USA-NY-New York City |
15 Aug |
| York City Asset Manager is looking to add mid to senior level compliance officer with 4-6 years plus handling Investment Advi... |
|
|
Enterprise Account Document Manager
|
Michael Page
Salary: 200,000 - 500,000
|
USA-NY-New York City |
15 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
|
|
Senior Compliance Officer
|
Michael Page
Salary: 150,000 - 250,000
|
USA-NY-New York City |
15 Aug |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
|
|
Chief Compliance Officer
|
Not Disclosed
Salary: 250,000 - 1,000,000
|
USA-NY-New York City |
15 Aug |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
|
|
Investment Banking Opportunities!
|
APA International Placeme...
Salary: to $150K
|
USA-NY-New York City |
15 Aug |
| Immediate openings at top-tiered international financial institutions and investment banks. Candidates with compliance, M&A... |
|
|
Compliance Manager
|
FSV Payment Systems
Salary: 65,000-85,000
|
USA-FL-Jacksonville |
15 Aug |
| Founded in 1999, FSV Payment Systems is a leading provider of host-based stored value and prepaid card solutions. The company... |
|
|
Compliance Manager
|
Not Disclosed
Salary: Base salary, bonus and be...
|
USA-NY-New York City |
15 Aug |
| Our client seeks a Compliance Manager:
This role will report directly to the Chief Compliance Officer within the Legal and... |
|
|
Legal Secretary
|
Not Disclosed
Salary: $35,000 - $50,000
|
Canada-Toronto Ontario |
15 Aug |
| BrightStaff is a leading international and offshore financial services recruitment firm based in Grand Cayman and Canada.... |
|
|
Compliance Analyst
|
IMC Chicago
Salary: Competitive.
|
USA-IL-Chicago |
14 Aug |
| The purpose of this role is to assist the Compliance Officer with daily requirements as well as assist the Trading & IT units... |
|
|
Compliance Associate
|
Two Sigma Investments, LL...
Salary: Competitive
|
USA-NY-New York City |
14 Aug |
| Our compliance associates assist with the organization, administration and enforcement of company’s compliance program. Resp... |
|
|
Investment Advisor Attorney
|
Barker & Gilmore, LLC
Salary: Base + Bonus
|
USA-MA-Boston |
13 Aug |
| Top U.S. financial institution seeks attorney with strong 40 Act - Investment Advisor experience. |
|
|
Senior Counsel, Investment Management (R5216)
|
Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Jersey City |
13 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
|
|
General Counsel
|
University of Virginia In...
Salary: competitive base salary,...
|
USA-VA-Charlottesville/Harrisonburg |
13 Aug |
| The University of Virginia Investment Management Company (UVIMCO) seeks an exceptional attorney to lead all legal review and... |
|
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